(6,500 words on Daniel Leese’s fascinating book
Mao
Cult: Rhetoric and Ritual in China's Cultural Revolution [Cambridge
University Press, 2011], by someone who is no expert on Chinese
history, but has lots of non-peer-reviewed theories about cults of
personality. Thanks to Andrew Ivory for the book recommendation, and to my colleague
Jason Young for conversation on the topic and help with the Chinese characters.)
Longtime readers of this blog know I am fascinated by the
phenomenon of cults of personality. (Click
here
for some of my previous posts on the subject). In fact, I’m working on a paper
on the subject and gathering data on the prevalence of cults and cult-like
phenomena in the 20
th century, so I was of course delighted to hear
about this book. It did not disappoint: Leese’s book is everything a scholarly
monograph should be. It is deeply learned, thoroughly researched, and well
written; and the story it tells is fascinating. Not the least of its merits,
from my perspective, is that it provides supporting evidence for some of
my
own pet
ideas about
cults of personality, though it also has led me to rethink and nuance others.
The idea of a “cult of personality” is in some ways a
peculiarly modern one. Practices of “leader worship” were of course not unknown
in the past; one might almost say that they were basically the default
way in which peoples related to leaders
in “pre-modern” state societies, from the recognition of Egyptian Pharaohs as
god-kings to emperor worship in China, and from the cults of Hellenistic
monarchs and Roman emperors to the sacralisation of monarchs in Medieval Europe.
But such cults could only become a theoretical and political problem in the
context of societies which claimed to be socially or politically egalitarian,
as
most
societies do today; it is only against a background expectation of relative
equality that the practice of leader worship appears as an aberration, in need
of special justification or explanation. And this problem was especially acute
in communist societies, where even formal terms of address had been consciously
engineered to express the idea of equality (“comrade”), yet nevertheless appeared
to be embarrassingly plagued by forms of leader worship.
It is thus no accident that the term itself (“cult of
personality”) came into wide circulation at around the time of
Khrushchev’s
“Secret Speech” of 1956, which condemned Stalin’s “cult of the individual.”
The pattern is unmistakable; we can see it, for example, in the books indexed
by Google in a variety of languages. So, for example, in
English:
 |
| Figure 1: Frequency of "Cult of Personality" and related terms in the English corpus of books in Google |
 |
| Figure 2: Frequency of "Cult of Personality" and related terms in the Russian corpus of books in Google |
 |
| Figure 3: Frequency of "Cult of Personality" in the simplified Chinese corpus of books in Google |
Leese’s book takes the Chinese response to Khrushchev’s speech
as the starting point for its story. The speech could not but be seen by
Chinese leaders as a poke in the eye, especially Mao’s, whose cult bore some
resemblance to Stalin’s, even if it had diminished in intensity in 1956
relative to the late 40s. (In fact, the Chinese Communist Party had generally
prevented excessive open flattery of Mao during the early years of the People’s
Republic, with his consent; later “excesses” lay in the future). And by forcing
them to respond and to justify or change their practices, the speech also
threatened to produce shifts in power within the CCP. Nevertheless, as we shall
see, the speech ended up providing an unexpected impetus to the further
development of the Mao cult.
Leese argues that the cult first emerged during the later
years of the Chinese civil war as a
mobilizing
device. It was consciously promoted by the top leadership of the CCP (not just
Mao) in reaction to the growing cult of Chiang Kai-shek on the Guomindang side,
and seen even by people who had doubts about overly personalizing Marxism as a
way to unify the party against their enemies. From this point of view, the cult
appeared as a form of what Leese calls “branding” (not my preferred term); and
it was specifically nurtured within the party through the practice of “group
study” of party history, which presented a mythical narrative of the Long March
under Mao’s “correct” leadership. At this stage the cult thus served both to
marginalize certain factions (e.g., the group of Soviet-trained cadres around
Wang Ming, who had Stalin’s
favour) and to motivate party and army members in the continuing struggle with
KMT forces; to the extent that the cult also mobilized non-party members, it
would have done so mainly through general propaganda campaigns, an arena where
it had to compete with similar publicity by the KMT, at least in contested “white”
areas. With the victory of the CCP these mobilizing and unifying functions of
the cult became less important, though the party of course continued to control
the public display of Mao’s image, and the cult could still be used as one of
the instruments of centralization employed by the CCP (e.g., against
Gao Gang in 1953-54, who developed
his own regional cult in China’s north-east and was eventually purged).
This is not to say that there was no demand “from below” for
cult practices. Since the CCP was in part a huge hierarchical patronage machine
with few formal mechanisms for promotion, signalling loyalty through praise –
sending congratulatory telegrams to Mao, for example, even when these were
discouraged by the CCP leadership – was a useful means of career maintenance
and even advancement. (You want to be the one local committee that does not send congratulatory telegrams? How
is that going to look?). But praise of the top leaders was tempered both by the
fact that it was embedded in a larger discourse where Stalin, not Mao, was the
pre-eminent leader of the communist world, and by the fact that the top
leadership of the party seems to have consciously discouraged extreme praise,
perhaps because it feared (not unreasonably, as it turns out) concentrating
power in Mao’s hands. The cult thus appears here not only as a mobilization device pushed from the top,
but as the unintended consequence of loyalty signalling by lower levels of the party, which tended to keep the
overall level of flattery relatively high, and inflationary pressures steady;
and it was clearly fuelled, though not fully explained, by the undoubtedly high
popularity of the party and the prestige of Mao as its leader during the early
1950s.
The death of Stalin, Khrushchev’s speech, and other
political developments disrupted this initial equilibrium, in which the expression
of loyalty to Mao had not yet crowded out all other signals of loyalty to the
party and the revolution, and had not yet colonized public space to the extent
to which it did during the Cultural Revolution. For one thing, the death of
Stalin had the effect of displacing
foreign leaders from their pre-eminent position in public displays, leaving Mao
to monopolize an ever larger and more central share of public space. Leese’s
book describes for example the faintly comical difficulties experienced by local
cadres when trying to organize parades and other festivities after 1953; the
question of whose portraits and what slogans to display, and in what order, was
evidently of great importance to them (a faux
pas could be harmful to one’s career prospects, I suppose), and yet
directives from the Centre became ever more confusing. Indeed, a directive of
April 1956 essentially declared that no guidance would be provided to local
party committees regarding whose portraits to display and in what order during
public events. Eventually the confusion seems to have been resolved in the
obvious way: portraits of foreign leaders were no longer handed out to marching
crowds at official events.
The effects of Khrushchev’s speech on the cult were at first
more negative. On the one hand, the CCP’s initial response to it fed into a
process of liberalization of the public sphere which had begun somewhat
earlier. (Leese interprets the directive relaxing control over the display of
symbols and portraits as part of this process). Criticism of the cult and other
forms of “dogmatism” was aired in high places, and support for collective
leadership expressed. At any rate, the party was (with good reason) confident
in its popularity at this time, and prepared to relax its control over the
public sphere. Leese thus takes
the “Hundred
Flowers” campaign of 1957 to be a (botched) attempt at genuine
liberalization, though Mao himself later described it as a trap, a way to “lure
snakes out of their holes.” As time went on, however, both Mao and groups
within the party came to think that liberalization had gone too far: cadres
became demoralized and confused (which contradictions were good and which were
bad? Why had so many bad things happened since Khrushchev denounced Stalin?),
critics started attacking the party and even Mao directly, and Mao’s prestige
suffered:
The failure of the rectification
campaign [the “Hundred Flowers” campaign] led to a self-generated crisis of
faith in ... the CCP’s governance, and the responsibility was clearly to be
placed on Mao. He thus faced two “credibility gaps”: The campaign had tarnished
his image as omniscient helmsman of the Chinese Revolution among party members,
and the campaign’s indecisive enactment led non-party members to question his
authority over the CCP (
p.
63).
(More worrying, perhaps, was the fact that the failed
rectification campaign had opened the doors to criticism of Mao by senior party
figures like
Peng Zhen and
Liu Shaoqi, though Leese
does not make much of this.) At any rate, the problems with the rectification
campaign prompted Mao to take greater control over the propaganda apparatus and
to sharpen the distinction between “good” and “bad” criticism in a way that
left Mao more or less in control of determining which views fell into which
category. By early 1958, at the beginning of the Great Leap Forward, Mao had
even formulated a distinction between a “correct” cult of personality
(indicated by the term
geren chongbai
个人 崇拜) and an “incorrect” cult (indicated eventually by the
term
geren mixin 个人 迷信). The distinction sidestepped the theoretical problem
raised by Khrushchev’s criticism of cults by redefining “good” cults as a
worship of “truth,” but it was transparently driven by Mao’s understanding of
the cult “as an extrabureaucratic source of power that did not rely on its
recognition within the party elite” (
p.
69). In other words, if there had to be a cult, Mao indicated that it
better be his as the representative of “truth,” or at least of those people he
could approve of, regardless of party views. As Mao said, quoting Lenin, “it is
better for me to be a dictator than it is for you.” (Much later, Mao told Edgar
Snow that Khrushchev’s failure to develop a cult had led to his eventual purge
by Politburo members, which shows that he thought of the cult as a useful
device to prevent challenges to his position from within the party). Moreover,
the cult seemed to Mao a good instrument for promoting a “lively, emotional
climate” that would motivate people to take a “great leap forward” toward communism,
just as the cult had served to motivate party members and soldiers during their
struggles against the KMT.
The articulation of the distinction between a “correct” and
an “incorrect” cult, however, opened the door to flattery hyper-inflation. As
Leese notes
elsewhere:
... with the validation of a
correct cult it was not necessary any more to ‘praise the king the whole time,
but, so to say, without explicit praises’, as Paul Pellisson, court historian
of Louis XIV, once wrote. During the early years of the PRC, praise of Mao
Zedong in public discourse had by and large been curbed with Mao’s consent. But
after March 1958, references to the Party Chairman and his thought witnessed a
huge upsurge in the media, although in comparative perspective the excesses
were dwarfed by the Cultural Revolutionary rhetoric.
Cadres wishing to prove their loyalty could now stop
worrying too much about the question raised by Khrushchev of whether cults of
personality were compatible with Marxism-Leninism, and hyperbolic praise of Mao
and his latest “line” soon became a necessary instrument of career maintenance
and advancement within the CCP, though at the beginning such praise was still
carefully defined as praise of the “truth” (which just happened to be embodied
in the person of Mao and his works).
The praise soon came into conflict with reality, however. The
burst of flattery encouraged by Mao led to a flood of “completely
fictive numbers of both agricultural statistics and cultural artifacts in order
to signal adherence of the provincial cadres to the Party Centre” (
p.
73). But the great famine of 1958-59 could not be hidden by mere
propaganda; for those affected by the catastrophe, the evidence of the senses
was of course in direct contradiction with the claims of Mao and his flatterers,
which challenged Mao’s prestige and credibility and offered opportunities to
disaffected people within the party. This challenge was the most serious yet to
Mao’s position, in part because the famine fomented dissatisfaction within the
People’s Liberation Army, whose soldiers could not be fully isolated from
reports coming in from family members about the situation in the countryside.
(Not even the Central Bureau of Guards, the unit in charge of guarding the
leaders of the party, was immune to unrest). Soldiers were asking: is “Chairman
Mao ... going to allow us to starve to death”? (quoted in
p.
96). Even more seriously,
Marshal
Peng Dehuai, who had enormous prestige within the PLA, became severely
critical of Mao’s policies. This was an intolerable challenge to Mao’s
position, who feared a coup; and though Peng was eventually purged (with dire
consequences for the Chinese population, since Peng’s public criticism led Mao
to stubbornly stick to policies that the party had been quietly about to
correct, according to Leese), the need to regain control over the army was
pressing.
Lin Biao (the
youngest PLA Marshal) proved the man for the job.
For one thing, Lin was not shy about praising Mao, and knew
how to wield the charge of insufficient adherence to Mao Zedong thought against
his enemies within the party and the military. In fact, he was able to shift the norms prevailing at the top of the
CCP so that “adherence to Mao Zedong thought” became the sole criterion of loyalty. In practice, this meant that any
statements critical of Mao – uttered at any time in the past – could be used as
incriminating evidence of disloyalty, and used in factional disputes which
nearly destroyed the party, and served to purge many people at the top.
There is a puzzle here, however: as Leese puts it, “[i]t
seems difficult to explain why Liu Shaoqi and other CCP leaders watched and
presided over the demise of the Beijing party leadership” since the criteria of
loyalty promoted by Lin Biao “could be applied to nearly anyone” by those
“wielding the power of interpretation” (
p.
126). Why didn’t they resist this shift? Leese gestures vaguely towards
Mao’s entrenched “legitimacy” as an explanation of the CCP leadership’s
passivity in the face of what was, after all, a concerted attack on their
position, but I don’t think this
rickety
Weberian catch-all term helps us very much to understand what happened
here. My sense is that under the conditions of pervasive distrust at the top of
the CCP, contradicting Lin carried higher risks
individually (though
greater lowered collective risks) than supporting him
or staying silent (which nevertheless increased collective risks); but this was
not so much because Mao was especially legitimate among the top leadership (whatever
that means) but because the party was too
publicly committed to him for objectors to feel confident that they could count
on the support of others if they went out of their way to argue against the
cult. (By the same token, they could be pretty certain that others would use
their words against them).
Interestingly, though Lin knew how to signal his
unconditional loyalty (in costly, even humiliating ways sometimes) he seems to
have had no special love for Mao himself. On the contrary, he seems not to have
liked Mao much, and to have promoted the cult in part as a way of
protecting himself from the treacherous
shoals of politics at the apex of the CCP; he had seen (in Peng Dehuai’s case)
how even the merest hint of criticism could be turned by Mao (and others)
against the critic, with severe repercussions, and was determined to avoid a
similar fate. Leese quotes a 1949 private note of Lin’s on Mao’s political
tactics: “First he will fabricate “your” opinion for you; then he will change
your opinion, negate it, and re-fabricate it – Old Mao’s favourite trick. From
now on I should be wary of it” (
p.
90). By 1959 Lin was adept at anticipating Mao’s position and changing his
opinion as soon as he sensed that the old opinion was no longer operative.
Lin used the cult not only to protect himself from the
vicious “court politics” of the CCP, but also to discipline the army and tamp
down dissatisfaction among the soldiers. The main tool he used to accomplish
this objective was similar to the original forms of “group study” that had been
used at the very beginnings of the cult, except more narrowly focused on Mao’s
writings and more ritualized. The “lively study and application of Mao Zedong
thought” was in practice reduced to learning to recite and use quotations from
Mao’s works as persuasive tools. But the particulars are fascinating; what
Leese describes is in effect the conscious construction of what Randall Collins
calls an “
interaction
ritual” (really,
go read
Collins – it’s enormously interesting stuff!) that shifted the “emotional
energy” of the troops and the party and increased their cohesion (Leese speaks
of “exegetical bonding,” which is quite a nice description too).
Contacts between the troops and their families were
monitored, but they were not necessarily directly censored. Instead, reports of
distress in the countryside were turned into “teaching moments” that extolled
the necessity of staying the course and blamed unfavourable weather or the
deviations of local officials from the correct line. Elaborate performances
making use of all kinds of media – big character posters, theatre, films,
poetry, etc. – recalled the “bitterness” of the past (before the communist
triumph) and extolled the “sweeteness” of the present (though, as one official
noted, “most comparisons of the present sweetness referred back to the period
of the land reform, whereas remarks about the Great Leap Forward were “inclined
to be abstract and without substance”,”
p.
102), while presenting examples of communist martyrs for emulation. The
focus was on generating emotion by “remembering hardships” and then channelling
that emotion against the enemies of the communist project to achieve bonding.
The combination of peer pressure, genuine emotional experiences, and threats of
discipline for recalcitrance was clearly powerful, yet the party was aware of
the dangers of people merely “acting as if” they believed. Indeed, advice from
high up indicated that “cadres were not to insist on formalities such as the
weeping of participants as demonstration of their sincerity” (
p.
100). But the very fact that such advice had to be given at all probably
shows that lower-level cadres
did
insist on such performances just to be safe.
There were also campaigns to emulate “soldiers of Mao Zedong
thought,” which essentially meant soldiers who displayed the sorts of
self-sacrificing qualities that the party thought desirable. Here the cult
served, it seems to me, as a means by which certain kinds of status competition
were encouraged (the heroes of Mao Zedong thought, like
Stakhanovite workers in
the Soviet Union, received media attention and other rewards), and hence
provided a positive incentive to adopt the “correct” sort of identity and
behaviour, complementing the negative incentives provided by peer pressure in
group study sessions or other collective interaction rituals. And as elsewhere,
status competition that is made to depend on the credibility of loyalty signals
appears to lead to inflationary pressures on flattery.
From the army, the more intense forms of the cult spread to
the broader population over time, accelerating as the Cultural Revolution
started. Leese tells the story of the creation of the “
Little Red
Book,” for example, which was printed more than a billion times between
1966 and 1969:
The Little Red Book was at first confined to the army, but
demand for it outside its confines was soon enormous. For one thing, political
study campaigns in the countryside (which increased in the 1960s) required a
focal text to mobilize people properly, and the
Quotations provided one. But, as Leese astutely observes, the main
thing that the
Quotations offered was
the “possibility of empowerment for non-party members” (
p.
121). Though Leese does not put it this way, the book seemed to provide
access to the “code” that enabled people to act more or less safely within the
highly unpredictable environment of the early cultural revolution; and the
party enabled this demand by basically diverting the resources of the “entire
publishing sector” to printing Mao’s writings, “at the expense of every other
print item, including schoolbooks” (
p.
122).
Pace Leese, I think it is a
bit misleading to speak of the work’s “popularity”; the work was popular, if
that’s the word, because it was becoming essential for everyone to show some familiarity
with (read: be able to recite quotations from) Mao’s writings. Indeed, as Leese
documents later in the book, during the early cultural revolution Red Guards
would set up “temporary inspection offices” on the streets and harass
pedestrians about their knowledge of Mao’s works, like the “vice police” in
some countries today; this sort of atmosphere helped the cult to grow.
Other rituals were of course important to the spread of the more
intense forms of the cult outside the army. The eight “mass receptions” of the
Red Guards in 1966 were the most spectacular of these, though in some ways the
least interesting (to me). Though the Red Guards became a sort of vanguard in
the spread of the cult throughout Chinese society during the cultural
revolution, the actual number of people who participated in these receptions
would have been quite small relative to China’s total population, most of them impressionable
young students who took the advantage of free train travel to get involved in
something bigger than themselves. Under the circumstances, it is unsurprising
that many of them reported ecstatic experiences on seeing Mao (who didn’t make
any big speeches or direct them in any particular way), which in turn cemented
their identities as Red Guards; this sort of “interaction ritual” seems likely
to produce this sort of outcome fairly reliably, independently of any characteristics
of the supposedly “charismatic” figure (consider what happens at your typical
K-pop or J-pop concert). The more interesting point for me was about the role
that free train travel and accommodation played in encouraging the cult in
1966; for some people, at least, participation in the “exchange of experiences”
must have been a great opportunity to see China and engage in rebellious
activity with relatively low risk. (As Leese remarks, “many students displayed much
more revolutionary fervor in distant places than at home, where they had to
consider other interests involved,”
p.
139).
As the cult spread and the chaos of the Cultural Revolution
deepened, however, the party lost control over its symbols. Leese refers to
this as the period of “cult anarchy;” I would compare it to the point at which
monetary authorities lose control of the money supply, leading to runaway
hyperinflation. Different factions of Red Guards started using Mao’s image and
words in incompatible ways, and new cult rituals emerged from the grass roots,
sometimes from the enthusiasm of the genuinely committed, sometimes seemingly
as protective talismans against the uncertainty and strife of the period. Everybody
appealed to Mao to signal their revolutionary credentials, but there was no
longer anyone capable of settling disputes over the credibility of these
signals. Mao himself wasn’t much help; whenever he spoke at all, his messages
were often cryptic and didn’t really settle any important disputes. The cult
was now a “
Red Queen”
race of wasteful signalling, rather than a carefully calibrated tool of mobilization
or discipline, driven by a complex combination of genuine desires to signal
loyalty and identity and fears for one’s security. (Leese notes that failure to
conform to the arbitrary protocols of the cult put people at risk of being
sentenced as an “active counterrevolutionary” and documents many cases in which
minimal symbolic transgressions resulted in incarceration or even death).
By 1967, for example, statues of Mao first started to be
built, something that CCP leaders, and Mao himself, had discouraged in the
past, and still officially frowned upon. The statues were typically built by
local factions without approval from the central party, and they were all 7.1
meters high and placed on a pedestal that was 5.16 meters high, for a total
height of 12.26 meters. (26 December = Mao’s birthday, 1 July = the Party’s
founding date, 16 May = the beginning of the cultural revolution. People
arrived at this precise convention for the statues without any centralized
direction, merely through a signalling process). Later “Long Live the Victory
of Mao Zedong Though Halls” were built on a grand scale, again without approval
from the central party. Billions of
Chairman Mao badges were produced by
individual work units competing with each other, which were themselves subject
to size inflation (“[a]s the larger size of the badges came to be associated
with greater loyalty to the CCP Chairman, … badges with a diameter of 30
centimetres and greater came to be produced,” p. 216);
Zhou Enlai would grumble in
1969 about the enormous waste of resources this represented. Costly signalling
demands kept escalating; some people took to pinning the badges directly on
their skin, for example, and farmers sent “loyalty pigs” to Mao as gifts (pigs
with a shaved “loyalty” character).
New rituals and performances emerged too: Leese discusses
the “quotation gymnastics,” a series of gymnastics exercises with a storyline
based on Mao’s thought and involving praise of the “reddest red sun in our
hearts,” and more bizarrely perhaps, “
loyalty
dances,” (
picture
at the link) which, like the quotation gymnastics, was “a grassroots
invention” designed to physically signal loyalty, and which spread “even to
regions where public dancing was not part of the common culture and thus led to
considerable public embarrassment” (p. 205). People wrote the character for
“loyalty” everywhere and developed new conventions for answering the phone that
started by wishing Mao eternal life. One of the most bizarre and interesting
stories in the book concerns “Mao’s mangos:” the story of how some mangos that
Mao gave to a “Propaganda Team” became relics beyond the control of the Central
Party. Let me quote from
Adam Yuet
Chau’s article on the mangos as relics (
Past and Present (2010) 206 (suppl 5): 256-275), which has a much better summary
than anything I can manage:
On 5 August 1968, Mao received
the Pakistani foreign minister Mian Arshad Hussain, who brought with him a
basket of golden mangoes as gifts for the Chairman. Instead of eating the
mangoes, Mao decided to give them to the Capital Worker and Peasant Mao Zedong
Thought Propaganda Team … that had earlier been sent to the Qinghua University
in Beijing to rein in the rival Red Guard gangs. Two days later, on 7 August,
the People’s Daily, the official news organ of the Communist
Party-state, carried a report on the mango gift that included the following
extra-long headline in extra-large font: ‘The greatest concern, the greatest
trust, the greatest support, the greatest encouragement; our great leader
Chairman Mao’s heart is always linked with the hearts of the masses; Chairman
Mao gave the precious gifts given by a foreign friend to the Capital Worker and
Peasant Mao Zedong Thought Propaganda Team’.
Yuet Chau then quotes an eyewitness:
Mao gave the mangoes to Wang
Dongxing, who divided them up, distributing one mango each to a number of
leading factories in Beijing, including Beijing Textile Factory, where I was
then living. The workers at the factory held a huge ceremony, rich in the
recitation of Mao’s words, to welcome the arrival of the mango, then sealed the
fruit in wax, hoping to preserve it for posterity. The mangoes became sacred
relics, objects of veneration. The wax-covered fruit was placed on an altar in
the factory auditorium, and workers lined up to file past it, solemnly bowing
as they walked by. No one had thought to sterilize the mango before sealing it,
however, and after a few days on display, it began to show signs of rot. The
revolutionary committee of the factory retrieved the rotting mango, peeled it,
then boiled the flesh in a huge pot of water. Mao again was greatly venerated,
and the gift of the mango was lauded as evidence of the Chairman's deep concern
for the workers. Then everyone in the factory filed by and each worker drank a
spoonful of the water in which the sacred mango had been boiled. After that,
the revolutionary committee ordered a wax model of the original mango. The
replica was duly made and placed on the altar to replace the real fruit, and
workers continued to file by, their veneration for the sacred object in no
apparent way diminished.
“Mango fever” then spread
throughout the country:
In order to share the honour with
workers and the revolutionary masses elsewhere, more replicas of the mangoes
were made and sent around the country. All over the country welcoming parties
were organized to receive the mangoes, and many work units enshrined the mango
replicas for the masses to view in order to partake in the Chairman’s gift. Mao
badges with the platter of mangoes and posters with revolutionary messages
illustrated with the mangoes began to appear; a cigarette factory in the city
of Xinzheng in Henan Province began producing a line of mango-brand cigarettes
(still in production today); a film was made on class struggle using the Mao
mango gift as a key symbol in the story line. In the months following Mao’s
giving of the mangoes a mango fever descended upon China.
It’s worth noting that mangos were very rare in China at the
time; few people would have seen one, so they were more likely objects of
curiosity than one might have expected.
A detail from another 1969
poster gives some of the flavour of the mango processions (though actual
pictures of these events, one of which is included in Leese’s book, show the
mangos inside covered reliquaries):
As Leese notes, most of these inventions (the mango rituals
included) were not authorized by the CCP Centre, and many of the supposed
leaders of the cultural revolution (e.g.,
Kang Sheng,
Jiang Qing, and occasionally
even Mao himself) tried to curb their practice, or at best only grudgingly
authorized them after the fact. From their perspective, these “grassroots”
practices and rituals were objectionable because they could not be controlled
directly by them.
But it would be a mistake to think that because these
practices were not directed from the top, that they were therefore genuine
expressions of love for the Chairman. Motivations were of course various, and
one does not want to preclude positive affect by definition– those who adopted
the identity of “Red Guards” probably thought of themselves as sincerely in
love with Mao, for one thing – but whatever people’s motivations may have been
they were clearly dominated by the
need to signal loyalty against a background of others who were also furiously trying to signal loyalty
for their own manifold reasons. The clearest evidence of signalling behaviour is
in fact the uniformity of the language
used to flatter Mao (“down to the level of single phrases” over thousands of
texts p. 184: "boundless hot love," "the reddest red sun in our hearts," etc.); the language of flattery was a code to be mastered, not a way of expressing deeply held emotions,
as Leese rightly sees.
This is not to say that flattery was never sincere or
reflective of great love for Mao; but its escalation came from the Red Queen
race aspect of the situation, not from some deep well of emotion or from awareness
of Mao’s charismatic qualities. And this Red Queen race was reinforced by the
presence of a small core activist group – the Red Guards at first - that was
quite capable of inflicting punishment, directly or indirectly, on those who
did not conform. At any rate, as
Randall
Collins says: “Sincerity is not an important question in politics, because
sincere belief is a social product: successful IRs [interaction rituals] make
people into sincere believers.” But lose the rituals, and you easily lose the group
identities and emotional energy that drive action; sincere belief is rarely an
independent driver of action.
It is also unsurprising that such “grassroots” loyalty
signalling would tend to draw on various traditional scripts for demonstrating
reverence or support, including scripts connected with the veneration of relics
in Buddhism (as in the case of the mangos) or other forms of religious worship;
the signal has to be recognizable to arbitrary others, and only religious scripts
have sufficient universality for this purpose. Similarly, some of the
manifestations of the cult (painting loyalty characters all over one’s house)
can only be understood in terms of what I would call “magical thinking” – the use
of words and objects to ward off evil pre-emptively. (But, unlike other forms of
magical thinking, this stuff worked!). There is, in short, little need to appeal
to tradition, “feudal” remnants, collective backwardness, or superstition to
explain any aspect of the cult, contrary to the standard accounts of the cult offered by
communist party theoreticians (and many people today).
This post is already long enough, but it is worth noting that
the party seems to have tried to regain control over cult symbols by ratcheting
the ritual level up – making the cult
protocols more arbitrary – to foster unity in the factionalized atmosphere of
the Cultural Revolution. The degree of ritualization was astonishing; Mao
quotations came to be used in the most banal exchanges (answering the phone,
buying produce, etc.); work units were required to “ask for instructions in the
morning” before a portrait of Mao; etc. But the disciplinary function was
clear: “[d]eviations from the prescribed routines were regarded as disloyal
behaviour and thus potentially engendered drastic consequences” (p. 199). Once
direct control over the symbols of loyalty was re-established, the party could
move to gradually control flattery inflation and even engage in some controlled
disinflation.
Though Leese does not put it this way, his overall story
suggests that the Mao cult went through about six different stages, each of
which can be distinguished by its own distinctive “inflationary” drivers on
flattery of Mao. The first stage can be characterized as one of “controlled
inflation,” lasting from the initial building up of the cult in the late 1930s
and early 1940s to Stalin’s death, more or less. At this time, the cult was
fostered by the entire party leadership and served primarily a mobilizing function, though the party
was careful to prevent excessive praise of Mao; we might say that the initial
cult building project shifted the base level
of flattery upwards, but did not yet produce powerful inflationary pressures on
the growth of flattery. The second
stage, lasting from Stalin’s death to the failure of the “Hundred Flowers”
campaign, more or less, can be characterized as one of slight flattery
“deflation.” At this time, a number of events, including Khrushchev’s Secret Speech,
prompted a certain amount of liberalization directed from above that led to a
slight lowering in the level of flattery and a relaxation of inflationary
pressures. With the failure of the “Hundred Flowers” campaign, the cult enters
a stage of “sustained inflation,” and control over the cult shifts to Mao and
his close associates, who promote it primarily for disciplinary purposes. This stage lasts until the beginning of the
Cultural Revolution, when they lost full control over the symbols of the cult.
At this point (stage four) we have “runaway inflation”, driven by the need to
signal loyalty in factional struggles and avoid punishment. By 1971, however,
the party had regained some control over cult symbols, Lin Biao had fallen from
grace, and the party engaged in some flattery deflation, helped somewhat by the
death of Mao in 1976. (Interestingly, there was not a great deal of spontaneous
public grief at the time; as Leese notes, most people were probably rather
cynically disenchanted with Mao by then. The old rituals of the cult had lost
their emotional power). Finally, one may add the resurgence of something like a
posthumous Mao cult after 1989. Here cult practices are driven by many
motivations – “disillusionment, nostalgia, renewed national pride, the
incorporation of religious traditions, and commercial interests” (p. 262) lifting
the background level of flattery from its nadir in the late 1970s and early
1980s, but incapable of sustaining runaway flattery inflation in the absence of
encouragement from the CCP Center, which can’t live with Mao, and can’t live
without him.
A few general lessons may perhaps be drawn from this story.
First, cults of personality basically never emerge from the spontaneous
expression of emotion by a population, despite what dictators may have you
believe. They are primarily tools of political control within networks of patronage
relationships, as Leese rightly sees (hence, in practice, much more likely to emerge in highly authoritarian contexts). I have compared them here to the tools of
monetary policy in the economic realm, insofar as they affect the average level
of effort invested in signalling loyalty to a ruling group or person (the “flattery
level”); but, as with monetary policy, cults can miscarry – in which case uncontrolled
flattery inflation may result. Second, their effects are not produced by mere propaganda; interaction rituals are required
to produce genuine emotional energy within specific groups, increase cohesion, etc. But the cult does not depend on the genuineness of anybody’s
sentiments to work; it depends on the possibility of producing certain kinds of emotional pressures through group
rituals. (As an aside, we lack a good “high pressure” political science and psychology;
too much of our political science and psychology assume “low pressure”
environments. But cults are high pressure phenomena, and attempting to
understand them by means of the stories and concepts we use in low pressure
environments is apt to lead us astray). Finally, the rickety Weberian apparatus
of “legitimacy” and “charisma” is basically irrelevant to the explanation of cults.
Leese’s book is mercifully free of those terms, except for the occasional sentence
claiming that so and so’s actions “legitimized” this or that; but most of these
can be safely ignored (all the sentence can possibly mean is “increased support”).
All in all, this is an excellent book – highly recommended
if you are interested in the topic, though it does assume a great deal of
background knowledge of modern Chinese history.
